129762944797812500_82Investor information brokers this year should complete all gem collection
"" Financial report "member of Shenzhen Stock Exchange Deputy Managing Director Li Qingzhong 14th said Shenzhen Stock Exchange in recent national securities company, in investors ' deepening of appropriate management training, make implementation of the eight deepened investors of appropriate management request. The Shenzhen stock exchange requirements, Member of gem collecting customer information and risk assessment should implement 100%, which included the gemCustomer basic information and valid contact information should meet 100%; complete gem and subsequent assessment of customer risk evaluation should be 100%. The "double hundred" should finish on December 31, 2012. Less than 2 years experience trading investors shall not in principle opened the gem trade. Have 2 years experience in trading and risk assessment results of riskAffordability is a conservative type of investment
tera gold, in principle, not to open the gem. After the risk through persuasion and education, both types of investors still insist on opening, members respond to customers, and related risk revealed advise leaving marks work in more detail
tera gold, for verification. Member units should be concerned about the lack of ability to take risks of investor transactions, for subsequent assessment of riskFor conservative clients, behavior analysis should keep track of their trading and profit and loss, take specific measures for risk and education. Has opened the gem trading accounts funded production of less than $ 100,000
tera power leveling, less than 2 years experience trading customers should pay close attention to their participation in the gem trade, effective ways such as through over-the-counter trading system risk, adviseIts prudent in the gem trade. Member of various delisting systems should be strengthened publicity, revealing the delisting risks closely tie in with the publicity of the Shenzhen Stock Exchange delisting, the gem system, should be established at official website of Shenzhen Stock Exchange and education links, tips read through various effective means to investors, risk, risk education and related gem back information. Each Member shall establishTo send information and record retention mechanisms, by contract, agreement, agreed with the customer important information sending and receiving channels; stock delisting and other important information for gem, should ensure that valid way to hold a gem of delisting shares customer, and retain records, for the purpose of verification. Liaison visit each Member shall guarantee the effective, ensuring information delivery timeSmooth; increasing efforts to contact and visit customers on gem, ensure that the gem customer contact and the effective rate of return above 95%; establish and improve the mechanism of customer contact visits; except for reserved customers I have valid contact information outside of, and may require the customer to provide additional emergency contact person contact.
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